How to Write a Powerful Background of the Study (With Examples)

Imagine your thesis supervisor picking up your proposal. They turn to Chapter One. The first section they read is your “Background of the Study.” Within the first few sentences, they’ve already formed an impression of your work.

Will they think, “This student has done their homework”? Or will they think, “This is vague and poorly researched”?

The background section is your first and best chance to impress your supervisor. It sets the entire stage for your research. A powerful background tells a clear story: here is the global context, here is what we know in Africa and Kenya, and here is the specific gap your study will fill.

If you struggle with this section, you’re not alone. Many students find it challenging to strike the right balance—providing enough context without going too far back in history, and citing enough sources without overwhelming the reader. At Proposal Writers Kenya, we help students like you craft compelling background sections that earn supervisor approval. This guide will show you exactly how to do it yourself.

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What Is the Background of the Study?

The background of the study is the opening section of your Chapter One. It provides the context necessary for understanding your research problem. Think of it as setting the stage before the main actors—your problem statement and research objectives—enter.

Many students confuse the background with the problem statement. Here is the simple difference:

  • Background of the study: Provides context, history, and trends. It answers, “What do we already know about this topic, and what is missing?”

  • Problem statement: States the specific issue your research will address. It answers, “What exact problem is this study solving?”

The background leads directly to your problem statement. A well-written background makes your problem statement feel almost obvious.

In your thesis proposal, the background appears in Chapter One, immediately after your opening paragraph. It is typically the longest section in Chapter One, ranging from 500 words for undergraduate proposals to over 2,000 words for PhD work.

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Why the Background Section Matters

Do not rush your background section. It serves five critical purposes:

1. First impression. Your supervisor reads this first. A clear, well-cited background signals that you are a serious, prepared student.

2. Establishes your credibility. By citing recent, relevant sources, you demonstrate that you have done your reading and understand your research area.

3. Identifies the research gap. The entire purpose of the background is to show what is known and, crucially, what is not yet known. This gap becomes the justification for your study.

4. Demonstrates wide reading. A strong background cites sources from global, African, and Kenyan literature. This shows you have looked beyond your immediate environment.

5. Engages the reader. A well-written background tells a story. It keeps your supervisor interested and eager to read your problem statement.

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The Essential Structure of a Strong Background Section

The most effective structure for a background section is the funnel approach. You start broad and gradually narrow your focus until you arrive at your specific research gap.

Here are the five layers of a powerful background:

LayerFocusWhat to Include
Layer 1Global contextInternational statistics, global trends, major studies from around the world
Layer 2African/Regional contextStudies from Africa, regional patterns, continental data
Layer 3Kenyan contextKenyan studies, government reports, local data from KNBS and ministries
Layer 4Local/Institutional contextYour specific university, county, or community (optional but powerful)
Layer 5Research gapClear statement of what is missing from existing knowledge

After Layer 5, you write a transition sentence that leads directly into your problem statement. For example: “Therefore, this study seeks to address this gap by investigating…”

Step-by-Step Guide to Writing Your Background Section

Step 1: Research Before You Write

Before you write a single word, gather your sources. For each layer of the funnel, you need relevant literature.

  • For undergraduate: Aim for 8-15 sources total

  • For master’s: Aim for 15-25 sources total

  • For PhD: Aim for 25-40 sources total

Use Google Scholar, university library databases, and the African Journals Online (AJOL) platform. Keep track of your sources using a simple spreadsheet or a reference manager like Mendeley or Zotero.

Step 2: Start With the Global Context

Your opening paragraph should establish that your topic matters internationally. What global trends, statistics, or studies are relevant?

Example of a global context paragraph (Education topic):

“Globally, digital literacy has become an essential competency for success in the 21st century. According to the International Telecommunication Union (2023), approximately 67% of the world’s population now uses the internet, up from just 30% a decade earlier. Studies from developed countries have consistently demonstrated a positive relationship between digital literacy and academic achievement (Smith & Chen, 2022; Williams et al., 2021). However, these studies have primarily focused on high-income contexts, leaving questions about applicability in developing nations.”

Notice how this paragraph:

  • Starts with a broad global statement

  • Provides a recent statistic with a citation

  • Cites multiple international studies

  • Ends with a hint of the gap (applicability in developing nations)

Step 3: Narrow to the African/Regional Context

Your second paragraph should zoom in on Africa. What is happening on the continent? What studies have been conducted in African countries?

Example of an African context paragraph (continuing the education topic):

“In Africa, the digital divide remains a significant challenge. A report by the African Development Bank (2022) indicates that only 40% of sub-Saharan Africa’s population has access to the internet, with significant disparities between urban and rural areas. Several African countries have made notable progress in digital literacy initiatives. In South Africa, Omondi and Njoroge (2021) found that schools with robust digital literacy programs saw a 25% improvement in student performance. Similarly, in Ghana, research by Mensah (2020) demonstrated that teacher training in digital tools positively affected classroom engagement. Despite these contributions, the African context remains understudied relative to global counterparts.”

Step 4: Focus on the Kenyan Context

Now zoom in further to Kenya. What do we know specifically about your topic in Kenya? Cite Kenyan studies, government reports, and local data.

Example of a Kenyan context paragraph (continuing the education topic):

“Kenya has positioned itself as a regional leader in digital transformation. The Kenya National Bureau of Statistics (KNBS, 2023) reports that internet penetration reached 45% in 2023, driven largely by mobile technology. The government’s Digital Literacy Programme (DLP) has distributed over 1.2 million digital devices to primary schools across the country (Ministry of Education, 2022). Several Kenyan studies have examined digital literacy in educational settings. Wanjiku and Otieno (2021) found that digital literacy among Nairobi secondary school students was positively correlated with academic performance. However, their study was limited to urban private schools. Kamau (2020) investigated teacher preparedness for digital learning in Kiambu County and identified significant gaps in training. Despite these valuable contributions, no study has specifically examined digital literacy’s impact on student performance in Nairobi’s public secondary schools.”

Notice how this paragraph:

  • Cites Kenyan sources (KNBS, Ministry of Education)

  • Mentions specific Kenyan researchers

  • Builds toward a clear gap (no study on public secondary schools in Nairobi)

Step 5: Zoom Into Your Specific Context (Optional but Powerful)

For master’s and PhD students, adding a fourth layer about your specific institution, county, or community adds credibility and demonstrates deep local knowledge.

Example of a local context paragraph:

“This study focuses on public secondary schools in Nairobi County. According to the Nairobi City County Education Directorate (2023), there are 85 public secondary schools in the county, serving approximately 120,000 students. These schools vary significantly in terms of resources, with some having well-equipped computer laboratories and others lacking basic infrastructure. Preliminary observations suggest that digital literacy instruction, where it exists, is inconsistent across schools. This variation provides an ideal setting for investigating the relationship between digital literacy and student performance.”

Step 6: Identify and State the Research Gap

After presenting what is known, you must clearly state what is not known. This is the research gap—the justification for your entire study.

Common phrases to signal the gap:

  • “However, no study has examined…”

  • “Despite this, little is known about…”

  • “A notable gap in the literature is…”

  • “What remains unclear is…”

  • “Previous research has not addressed…”

Example of a gap statement:

“Despite the growing body of literature on digital literacy in Kenyan schools, a notable gap remains. No study has specifically investigated the impact of digital literacy on student performance in public secondary schools within Nairobi County. Furthermore, existing research has not examined the moderating role of school resource levels on this relationship.”

Step 7: Write the Transition Sentence

Your final sentence should lead directly into your problem statement. This creates a smooth flow between sections.

Example transition sentence:

“Therefore, this study seeks to address this gap by investigating the impact of digital literacy on student performance in public secondary schools in Nairobi County.”

Complete Real Examples

Example 1: Education Topic

Topic: “Impact of Digital Literacy on Secondary School Student Performance in Nairobi County”

Full Background Section (550 words):

Globally, digital literacy has become an essential competency for success in the 21st century. According to the International Telecommunication Union (2023), approximately 67% of the world’s population now uses the internet, up from just 30% a decade earlier. Studies from developed countries have consistently demonstrated a positive relationship between digital literacy and academic achievement (Smith & Chen, 2022; Williams et al., 2021). However, these studies have primarily focused on high-income contexts, leaving questions about applicability in developing nations.

In Africa, the digital divide remains a significant challenge. A report by the African Development Bank (2022) indicates that only 40% of sub-Saharan Africa’s population has access to the internet, with significant disparities between urban and rural areas. Several African countries have made notable progress in digital literacy initiatives. In South Africa, Omondi and Njoroge (2021) found that schools with robust digital literacy programs saw a 25% improvement in student performance. Similarly, in Ghana, research by Mensah (2020) demonstrated that teacher training in digital tools positively affected classroom engagement. Despite these contributions, the African context remains understudied relative to global counterparts.

Kenya has positioned itself as a regional leader in digital transformation. The Kenya National Bureau of Statistics (KNBS, 2023) reports that internet penetration reached 45% in 2023, driven largely by mobile technology. The government’s Digital Literacy Programme (DLP) has distributed over 1.2 million digital devices to primary schools across the country (Ministry of Education, 2022). Several Kenyan studies have examined digital literacy in educational settings. Wanjiku and Otieno (2021) found that digital literacy among Nairobi secondary school students was positively correlated with academic performance. However, their study was limited to urban private schools. Kamau (2020) investigated teacher preparedness for digital learning in Kiambu County and identified significant gaps in training.

This study focuses on public secondary schools in Nairobi County. According to the Nairobi City County Education Directorate (2023), there are 85 public secondary schools in the county, serving approximately 120,000 students. These schools vary significantly in terms of resources, with some having well-equipped computer laboratories and others lacking basic infrastructure.

Despite the growing body of literature on digital literacy in Kenyan schools, a notable gap remains. No study has specifically investigated the impact of digital literacy on student performance in public secondary schools within Nairobi County. Furthermore, existing research has not examined the moderating role of school resource levels on this relationship. Therefore, this study seeks to address this gap by investigating the impact of digital literacy on student performance in public secondary schools in Nairobi County.

Thesis Proposal Literature Review

Common Mistakes to Avoid

MistakeWhy It’s a ProblemHow to Fix It
Writing too much history (going back centuries)Irrelevant information bores your supervisorStart with recent context (last 10-15 years)
Being too broad or too narrowFails to properly frame your studyUse the funnel structure consistently
No citations or weak citationsShows lack of reading and credibilityCite at least 2-3 sources per paragraph
Stating opinions as factsUndermines your academic credibilityAlways support claims with evidence
Forgetting to identify the research gapThe background has no purposeAlways end your background by stating what is missing
Copying directly from sourcesPlagiarism is seriousParaphrase and synthesize in your own words
Background is too short or too longFails to meet university expectationsFollow guidelines: UG 500-800, Master’s 800-1200, PhD 1200-2000 words
Writing a Research Proposal Methodology

The Background vs. Problem Statement: Clearing the Confusion

AspectBackground of the StudyProblem Statement
PurposeProvides context and historyStates the specific problem
LengthLonger (multiple paragraphs)Shorter (1-2 paragraphs)
EndingLeads to the gapStates the research purpose
CitationsMany citations (2-4 per paragraph)Fewer citations (0-2 total)

A simple test: The background tells the story of how researchers arrived at the current state of knowledge. The problem statement says, “Despite all this, we still don’t know X.”

Practical Tips for a Stronger Background

  1. Write the background after your literature review. You cannot write a good background without knowing the literature first.

  2. Use recent sources. Unless you are citing a seminal work (the first study ever on a topic), focus on sources from the last 5-10 years.

  3. Vary your citation placement. Do not put all citations at the end of paragraphs. Spread them throughout.

  4. Use reporting verbs effectively. Words like arguessuggestsdemonstratesfinds, and indicates add variety and precision.

  5. Read sample backgrounds. Find approved theses from your department and study how successful students wrote their backgrounds.

  6. Ask someone to test your background. Have a friend read only your background and then ask them, “What gap does this study fill?” If they cannot answer, rewrite.

  7. Use transition words. Words like furthermorehoweverconsequentlyin contrast, and despite this guide your reader through your argument.

Checklist: Is Your Background Section Ready?

  • Starts with broad global context

  • Narrows to African context

  • Focuses on Kenyan context

  • Includes local/specific context (if relevant for your level)

  • Clearly states the research gap

  • Transitions smoothly to the problem statement

  • Cites recent sources (last 5-10 years)

  • Uses at least 2-3 citations per paragraph

  • No unsupported opinions

  • Written in your own words (no direct copying)

  • Appropriate length for your academic level

  • Free of spelling and grammar errors

  • Someone else can identify your gap after reading

  • Supervisor has reviewed the draft

Frequently Asked Questions

How long should my background section be?
Undergraduate: 500-800 words. Master’s: 800-1200 words. PhD: 1200-2000 words. Always check your university guidelines.

Can I include statistics in the background?
Yes. Statistics from credible sources (KNBS, World Bank, UN) strengthen your background significantly.

How many references should I cite?
Aim for at least 2-3 citations per paragraph. A 500-word background might have 8-12 citations.

What if there are no Kenyan studies on my topic?
Then you have identified a genuine gap! Cite regional studies (East Africa, Africa) and explain that no Kenyan-specific research exists.

Can I use the same sources in my literature review?
Yes. Your background previews sources that you will discuss in more depth in your literature review.

Conclusion

The background of the study is your opportunity to tell the story of your research. By using the funnel approach—moving from global to African to Kenyan contexts, and finally to your specific research gap—you can write a background that impresses your supervisor and sets the stage for a successful proposal.

Remember: a powerful background is well-researched, well-cited, and clearly structured. It leaves your reader thinking, “Of course this research needs to be done.”

If writing your background section feels overwhelming, you don’t have to do it alone. At Proposal Writers Kenya, our expert academic writers can help you craft a compelling background section that meets your university’s requirements. From topic development to complete proposal writing, we provide the support you need to succeed.

Get your free quote today and let us help you turn your research idea into an approved thesis proposal.

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